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Credit Suisse Group

Credit Suisse Group

Disbursement
Claim deadline:
04/06/2023
Class period start:
10/29/2020
Class period end:
03/31/2021
Security type:
Depository Securities (ADS, ADR, GDR)
Trade Direction:
Long
$32,500,000
Cash Settlement
Stem Inc

Stem Inc

Inactive Investigation
For Holders On:
01/11/2023
On January 11, 2023, short-seller Blue Orca issued a report concluding that STEM is financing its flagship customer to purchase energy s...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Investment Bank
Service Provider
Other
Collecting participants...
Euronav

Euronav

Inactive Investigation
For Holders On:
01/09/2023
on January 9, 2023, Frontline announced that it had terminated its combination agreement with Euronav and not pursuing an acquisition, so...
Mismanagement
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Investment Bank
Service Provider
Hedge Fund
Collecting participants...
Up Fintech Holding Ltd

Up Fintech Holding Ltd

Motion to dismiss
For Holders On:
12/30/2022
China’s securities regulator reported that UP Fintech violated its domestic laws. $TIGR plunged 28.5%, and lost $210 million of its marke...
Mismanagement
Failure to Disclose
Malpractice
Negligence
Omissions
Directors
Management
Government Authority
Service Provider
Collecting participants...
Futu Holdings Ltd

Futu Holdings Ltd

Dismissed
For Holders On:
12/30/2022
China’s securities regulator reported that FUTU violated its domestic laws. $FUTU plunged 31% and lost $2.5 billion of its capitalizatio...
Misleading Statements
Failure to Disclose
Malpractice
Negligence
Omissions
Directors
Management
Government Authority
Collecting participants...

Bit Digital Inc

Disbursed
Claim deadline:
03/21/2023
Class period start:
12/21/2020
Class period end:
01/11/2021
Security type:
Stocks
Trade Direction:
Long
$2,100,000
Cash Settlement
Tattooed Chef Inc

Tattooed Chef Inc

Motion to dismiss
For Holders On:
10/12/2022
On October 12, 2022, Tattooed Chef (TTCF) announced that it would restate its quarterly and annual financial statements for 2021 and its ...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Omissions
Directors
Management
Service Provider
Collecting participants...
Daktronics Inc

Daktronics Inc

Dismissed
For Holders On:
12/06/2022
On December 6, 2022, Daktronics stated with the SEC that it would be unable to timely file its Quarterly Report for the period ended Octo...
Mismanagement
Financial Misrepresentation
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Service Provider
Collecting participants...
Gaia Inc

Gaia Inc

Case Discovery
For Holders On:
11/07/2022
On November 7, 2022, Gaia within the Q3 report disclosed a $2.0 million accrual for the anticipated settlement related to the SEC investi...
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
Altria Group

Altria Group

Disbursed
Claim deadline:
04/05/2022
Class period start:
12/20/2018
Class period end:
02/21/2020
Security type:
Stocks
Trade Direction:
Long
$117,000,000
Cash Settlement
FuelCell Energy Inc

FuelCell Energy Inc

Inactive Investigation
For Holders On:
12/20/2022
On December 20, 2022, FuelCell Energy (FCEL) reported disappointing Q4 2022 results badly missing market expectations both on sales and e...
Mismanagement
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Negligence
Omissions
Directors
Management
Shareholder
Investment Bank
Service Provider
Collecting participants...
Guardant Health Inc

Guardant Health Inc

Inactive Investigation
For Holders On:
12/15/2022
On December 15, 2022, Guardant Health Inc. (GH) reported that its blood test for colorectal cancer performed worse than expected in a rec...
Misleading Statements
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Investment Bank
Service Provider
Collecting participants...

Nifty Gateway, LLC

Lead Plaintiff Appointed
For Holders On:
12/19/2022
From the launch, Nifty Gateway sold unregistered securities in violation of federal securities laws. The Company promotes, offers, and s...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Price manipulation
Insider Trading
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Influencer
Investment Bank
Service Provider
Collecting participants...

Compound Coin

Case Discovery
For Holders On:
12/19/2022
Compound DAO and the Partners sold Unregistered COMP directly to investors through the Compound protocol, in exchange for using the servi...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Influencer
Investment Bank
Service Provider
Collecting participants...

ApeCoin

Motion to dismiss
For Holders On:
12/19/2022
On October 11, 2022, Bloomberg published an article entitled “Bored-Ape Creator Yuga Labs Faces SEC Probe Over Unregistered Offerings,” s...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Shareholder
Influencer
Investment Bank
Service Provider
Collecting participants...

Sunlight Financial Holdings Inc

Accepting Late Claims
Claim deadline:
11/19/2024
Class period start:
01/25/2021
Class period end:
09/28/2022
Security type:
Stocks
Trade Direction:
Long
$3,500,000
Cash Settlement
Collect Payout
Citrix Systems Inc

Citrix Systems Inc

Accepting Late Claims
Claim deadline:
12/17/2024
Class period start:
03/08/2022
Class period end:
09/30/2022
Security type:
Stocks
Trade Direction:
Long
$17,500,000
Cash Settlement
Collect Payout
Twist Bioscience Corp

Twist Bioscience Corp

Motion to dismiss
For Holders On:
11/15/2022
On November 15, 2022, short seller activist Scorpion Capital published a report alleging that Twist is “a cash-burning inferno that is no...
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Negligence
Breach of Fiduciary duty
Directors
Management
Shareholder
Service Provider
Collecting participants...
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