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Infosys Ltd ADR

Infosys Ltd ADR

Inactive Investigation
For Holders On:
04/13/2023
In April, Infosys’s Q4’ 22 financial results missed consensus estimates, CEO warned of uncertain environment. On it, $INFY fell 9.8%, los...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Hormel Foods Corporation

Hormel Foods Corporation

Inactive Investigation
For Holders On:
10/12/2023
In Oct, Hormel updated its strategic priorities long-term forecast, reducing projected sales growth and EPS . On it, $HRL fell 9.8%, losi...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Hollysys Automation Technologies Ltd

Hollysys Automation Technologies Ltd

Inactive Investigation
For Holders On:
11/03/2021
In Nov 2021, Hollysys notified SEC of late annual report filing and replacement of independent auditor. On it, $HOLI fell 29%, losing $35...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Harrow Health Inc

Harrow Health Inc

Inactive Investigation
For Holders On:
02/22/2023
In February, report was published alleging Harmony’s several problems with US authorities. On it, $HROW fell 3.2%, losing $18M+ of shareh...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Harmony Biosciences Holdings

Harmony Biosciences Holdings

Inactive Investigation
For Holders On:
03/28/2023
In March, report was published alleging multiple violations related to one of Harmony’s drugs. On it, $HRMY fell 25.8%, losing $626M+ of ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

GrafTech International Ltd

Motion to dismiss
For Holders On:
08/04/2023
$EAF stockholder filed a claim vs. GrafTech for hiding setbacks on its Monterrey facility, which involved environmental issues. In Augus...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Goodrx Holdings Inc

Goodrx Holdings Inc

Inactive Investigation
For Holders On:
05/10/2022
In May 2022, GoodRx retracted its Y2022 guidance and announced negative revenue impact for Q2’22. On it, $GDRX fell 25.9%, losing $256M+ ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
G-III Apparel Group Ltd

G-III Apparel Group Ltd

Inactive Investigation
For Holders On:
12/01/2022
In Nov 2022, G-III disclosed adverse impact of logistical challenges on its EPS. On it, $GIII fell 44.7%, losing $441M+ of shareholder va...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Assertio Therapeutics Inc

Assertio Therapeutics Inc

Inactive Investigation
For Holders On:
08/04/2023
Have been a shareholder in Spectrum Pharma $SPPI and its acquirer Assertio Holdings $ASRT for nearly 4 years and have suffered continued ...
Mismanagement
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Negligence
Omissions
Directors
Management
Shareholder
Collecting participants...
XL Fleet Corp

XL Fleet Corp

Distribution Preparation
Claim deadline:
06/14/2024
Class period start:
09/18/2020
Class period end:
03/31/2021
Security type:
Stocks
Trade Direction:
Long
$19,500,000
Cash Settlement
Pattern Energy Group Inc.

Pattern Energy Group Inc.

Disbursement
Class period start:
11/04/2019
Class period end:
02/25/2020
Security type:
Stocks
Trade Direction:
Long
$100,000,000
Cash Settlement
James River Group Holdings Ltd

James River Group Holdings Ltd

Disbursed
Claim deadline:
06/25/2024
Class period start:
02/22/2019
Class period end:
10/25/2021
Security type:
Stocks
Trade Direction:
Long
$30,000,000
Cash Settlement
Axcella Health Inc

Axcella Health Inc

Inactive Investigation
For Holders On:
12/22/2023
At one point the company AXLA had price targets of $148 in 2023 claiming a number of succcessful future developments. By december the sto...
Misleading Statements
Financial Misrepresentation
Insider Trading
Directors
Management
Collecting participants...
Eyepoint Pharmaceuticals Inc

Eyepoint Pharmaceuticals Inc

Inactive Investigation
For Holders On:
08/31/2023
In Aug 2022, EyePoint disclosed receiving a subpoena from the U.S. Attorney's Office for the District of Massachusetts. On it, $EYPT fel...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

Evolv Technologies Holdings Inc

Inactive Investigation
For Holders On:
10/12/2023
In October, Evolv disclosed getting the FTC's request for certain marketing information. On it, $EVLV fell 13.3%, losing $87M+ sharehold...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

Enerflex Ltd.

Inactive Investigation
For Holders On:
10/02/2023
In October, Enerflex announced its Senior VP and CFO resignation, which was the second CFO resignation in seven months. $EFXT fell 27.6%...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

E2open Parent Holdings Inc

Inactive Investigation
For Holders On:
10/11/2023
In October, E2open announced weak Q2 2023 results, a guidance cut, and the CEO's departure. On it, $ETWO fell 50%, losing $667M+ shareho...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

DoubleVerify Holdings Inc

Inactive Investigation
For Holders On:
05/02/2023
In May, Spruce Point Capital in its report alleged DoubleVerify of manipulative and deceptive financial reporting. $DV fell 5.8%, losing ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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